Opportunity for Compliance Manager -Stock Broking Co. - Mumbai.

3.00 to 8.00 Years Mumbai City 02 Nov, 2022

Job Location	Mumbai City
Education	Not Mentioned
Salary	Rs 12 - 14 Lakh/Yr
Industry	Broking
Functional Area	Others
EmploymentType	Full-time

Job Description

Managing USER ID Application.
Responsible for weekly Enhanced Supervision Reporting, Holding submission & Bank Balance Reporting.
Handling Cash & Cash Equivalent Reporting & MTF Reporting.
Handling Internal Audit, System Audit & PMLA Compliance.
Responsible for Reading and Updating Circulars.
Handling Segregation and Monitoring of Collateral at Client Level and Monitor Surveillance and Transactional Alerts.
Responsible for Monitoring Monthly / Quarterly Settlement of Clients.
Responsible for Various Regulatory submissions & any other compliance requirements.

Keyskills :
compliance managementcompliance officerssystem auditregulatory complianceregulatory reportingcompliancecompliance procedurespmla

APPLY NOW

Opportunity for Compliance Manager -Stock Broking Co. - Mumbai. Related Jobs

Team Leader - Sales

TopTraining Academy Private Limited

5.00 to 7.00 Years Mumbai City 04 Jul, 2024

Keyskills :
business developmentteam handlingb2c salesteam managementteam motivationexecutive developmentteam leadingb2b sales

View & Apply
Landscape Architect

RISHABRAJ ESTATE DEVELOPERS PRIVATE LIMITED

3.00 to 4.00 Years Mumbai City 04 Jul, 2024

Keyskills :
landscape architecturelandscape designlandscape constructionfesibility

View & Apply
Urgent Opening Corporate Manager for MSME at Kandivali

GoldenJobs Placement Solutions Pvt Ltd

5.00 to 10.00 Years Mumbai City 04 Jul, 2024

Keyskills :
direct salescorporate insurancesalescorporate management

View & Apply
Jr. Unity Developer

TeamPlus Staffing Solution Pvt Ltd

0.00 to 2.00 Years Mumbai City 01 Jul, 2024

Keyskills :
game developersunity3dunity

View & Apply
Agency Sales - Opportunity with Leading General Insurance - Company - Mumbai.

RightMatch HR Services Pvt Ltd

5.00 to 10.00 Years Mumbai City 01 Jul, 2024

Keyskills :
agency channelagency

View & Apply
Talent Acqusition (Sales Hiring)- Leading General Insurance Co. Mumbai

RightMatch HR Services Pvt Ltd

3.00 to 7.00 Years Mumbai City 01 Jul, 2024

Keyskills :
talent sourcingrecruitmentendtalent acquisition

View & Apply
Operations Executive - Mumbai

KONVERGE TECHNOLOGIES PVT LTD

1.00 to 4.00 Years Mumbai City 01 Jul, 2024

Keyskills :
microsoft outlookms officetally

View & Apply
Customer Support Executive

THEORYNINE TECHNOLOGIES PRIVATE LIMITED

0.00 to 3.00 Years Mumbai City 01 Jul, 2024

Keyskills :
callingcustomer satisfactioncustomer supportcustomer servicesoftware industrycustomer care

View & Apply
Java Full stack developer

ITSource Technologies Limited

2.00 to 7.00 Years Mumbai City 01 Jul, 2024

Keyskills :
javastrutshibernateangular

View & Apply
Accounts Executive

HR SEARCH INDIA PRIVATE LIMITED

2.00 to 4.00 Years Mumbai City 01 Jul, 2024

Keyskills :
invoice processingcapital gains taxtaxationgsttds

View & Apply

Opportunity for Compliance Manager -Stock Broking Co. - Mumbai.

Job Description

Opportunity for Compliance Manager -Stock Broking Co. - Mumbai. Related Jobs

Team Leader - Sales

Landscape Architect

Urgent Opening Corporate Manager for MSME at Kandivali

Jr. Unity Developer

Agency Sales - Opportunity with Leading General Insurance - Company - Mumbai.

Talent Acqusition (Sales Hiring)- Leading General Insurance Co. Mumbai

Operations Executive - Mumbai

Customer Support Executive

Java Full stack developer

Accounts Executive

Jobs By Category

Jobs By Skills

Jobs By Location

Main Menu

Jobseekers

Employers